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【??????】????証券取引所?稼?開始 情報共有???三重?利益創出

2023/06/29

集保結算所?6月29日?「????証券???配信記者?見」?開催?、???????????新??道?開?「????証券公開情報?索????」?正式?開始??表????。金融監督委員?(金管?)証券先物局副局長?張子敏氏?、「????証券公開情報?索」?新?????肯定?、証券?連企業、証券業協?、先物業協?、投信投資顧問業協?、???金融業?多??証券先物業者、金融??????????企業?出席?、大??賑??、各界?「????証券」?新?????非常?期待?????????????。 上線儀式 最初?開始???「????証券公開情報?索」?新?????、元大証券、台新証券、兆豐証券、華南永昌証券、玉山証券、元富証券、凱基証券、宏遠証券、新光証券、富邦証券??、10?証券業者??加????。???業者?財金公司(??????企業)?「????API????????」?介??、協力??金融??????????企業?情報?共有?、三竹資訊、精誠資訊、嘉實資訊???含?企業?定期的?情報?複?注文??象????集?、消費者?新??金融?????提供???????????????。??、?票証券、永豐金證券、元大期貨、凱基期貨、富邦期貨、統一期貨、元大投信、富邦投信??、他?多??業者??????????積極的?進?、??的??????証券事業??加??予定??。

金管?証券先物局副局長?張子敏氏?、「金管?証券先物局副局長?張子敏氏?、「????証券?推進委員?」?設立?感謝?、証券業者?金融??????????企業??連規範?技術仕??策定?????協力?、財金公司?構築??「????API????????」?通??、「資本市場????????」?基??金融?????????????????目標??現???????感謝???。???、多??証券、先物、投信投資顧問業者?????証券????????、金融?????????????構築?通??、??多??便利?新??形態?金融???????的?提供???????感謝???。???、「普遍的?金融」????体現?????。

集保結算所?董事長???林丙輝氏?、集保結算所?長期間????革新的?金融?????推進?????述?、「????証券」?金管??指導????推進?、金融業界????????????????展??現?、金融消費者、証券、先物、投信投資顧問業者、???金融??????????企業?????三者?利益創出?期待?????述????。証券、先物、投信投資顧問業者?????、顧客?多??金融付加???????提供?、普遍的?金融?促進?????????。金融??????????企業?????、共通?技術基準?基??????API?活用?????、????削減?、?自?製品?作?上?、消費者?革新的?金融?????提供?????????。

????証券?????、証券先物業界?金融?????????????協力?係?深?、?????????顧客層?開拓?、?方?事業運??率?向上??????期待??????。??、消費者?社??利益?最大化?、創造的?多??付加??????用??現?、???金融???????新??展望?拓????????。

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/p> rom the middle of December 2021, TDCC has invited Taiwan Stock Affairs Association, Taiwan Securities Association, shareholder services agents, and solicitation agents to forums many times to assist the Competent Authority in modifying the regulations and acquiring outside opinions. At the forums, TDCC explained the directions of amendments and gained these organizations’ opinions, feedback, and advice, which the company reported back to the Competent Authority. According to the FSC Chairman, Tien-mu Huang, the amendments to regulations should protect the rights and benefits of the agents and solicitors. TDCC advised the Competent Authority to moderately adjust proxy regulation amendments before the imposition to dispel the agents’ doubts. Besides, regarding the attribution of responsibility for future violations, items specified in the content of the solicitation contracts, and justifiability, TDCC once again exchanged opinions with the agents and put forward instances as explanations to achieve effective communication with them. TDCC also appealed to the agents to enhance employee training and perform adequate supervision duties to dissolve doubts and offer support for the amendments from the Competent Authority. The emphasis of this proxy regulation amendment covers two aspects, which are legal and managerial. This is to enhance the justifiability and supervisory information of the solicitation contracts, elevate the qualifications and professional competencies of solicitation agents, and strengthen the legal compliance of solicitation affairs that solicitors and solicitation agents deal with. Especially for legal compliance, those who violate four major limitations of use in poxy regulations or those whose solicitation qualification requirements incur punishments by the Competent Authority will be restricted in their roles as solicitors or solicitation agents. Besides, the proxies they solicit cannot be counted for voting rights. On August 17, 2022, the Competent Authority officially released and implemented the amendment. To allow solicitation agents sufficient time to adjust their corporate operation to the amendment, the Competent Authority also set a buffer period until December 31 of the same year to assist the agents in responding to the change. According to the Securities and Futures Investors Protection Center, Taiwan Stock Affairs Association, experts, and scholars, this proxy regulation amendment strengthens the management of solicitation agents and improves the compliance of the solicitation process. This can effectively prevent the disorder in proxy solicitation, help elevate corporate governance, and stabilize securities mar??5