Restricted Transaction Releases
To ensure the safety of customer assets, maintain the smooth use of participants' depository clearing connection online transactions and strengthen internal control and audit functions to manage specific transaction behaviors.
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Regulations
AnnouncementBusiness Contact Table, Account Number and Usage Comparison Table show or hide details
| # | Type | Title | Note | Download |
|---|---|---|---|---|
| #1. | TypeSecurities | Title
Equity Services Business Contact Extensions Table
Business Contact Table, Account Number and Usage Comparison Table |
NoteEquity Services | Download |
Frequently-Used Forms for Equity Services show or hide details
| # | Type | Title | Note | Download |
|---|---|---|---|---|
| #1. | TypeSecurities | Title
Participant Operations of Restricted Connection Transaction Application Form (For Pledge Setting Delivery) (Chinese version only)
Document Download/Frequently-Used Forms for Equity Services |
NoteFrequently-Used Forms for Equity Services | Download |
| #2. | TypeSecurities | Title
Participant Operations of Restricted Connection Transaction Application Form (Non-Account Changes: Transactions such as 440 and B40) (Chinese version only)
Document Download/Frequently-Used Forms for Equity Services |
NoteFrequently-Used Forms for Equity Services | Download |
| #3. | TypeSecurities | Title
Participant Operations of Restricted Connection Transaction Application Form (Non-Account Changes: Transactions such as 146) (Chinese version only)
Document Download/Frequently-Used Forms for Equity Services |
NoteFrequently-Used Forms for Equity Services | Download |
| #4. | TypeSecurities | Title
Participant Operations of Restricted Connection Transaction Application Form (Account Changes: Transactions such as 112, 117, 120, and 127) (Chinese version only)
Document Download/Frequently-Used Forms for Equity Services |
NoteFrequently-Used Forms for Equity Services | Download |
| #5. | TypeSecurities | Title
Participant Operations of Restricted Connection Transaction Application Form (Account Changes: Transactions such as 130, 131, and 151) (Chinese version only)
Document Download/Frequently-Used Forms for Equity Services |
NoteFrequently-Used Forms for Equity Services | Download |
Operations for Cancellation of Affidavits for Accounts of Natural Persons of Foreign Nationality show or hide details
| # | Type | Title | Note | Download |
|---|---|---|---|---|
| #1. | TypeSecurities | Title
Cancellation of Affidavits for Accounts of Natural Persons of Foreign Nationality (Chinese version only)
Operations for Cancellation of Affidavits for Accounts of Natural Persons of Foreign Nationality/Cancellation of Affidavits for Accounts of Natural Persons of Foreign Nationality |
NoteEquity Services | Download |
(Chinese version only)