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Offshore Structured Product Services

Offshore Structured Notes Market Observation Post System

Q&A

Offshore Structured Product show or hide details

  • 1.

    Why did TDCC establish the Offshore Structured Noteds Observation Post System (referred to as the “system” hereunder)?

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    Due to the complexity of offshore structured products, it is difficult for individual investors to understand the characteristics and risks of the products and it has caused many investment disputes. The FSC promulgated the "Regulations Governing Offshore Structured Products" on July 23, 2009 which require issuers or master agents to announce related information based on the Regulations and complete information report and announcement procedures through the designated information transmission system. The FSC also issued an official announcement to designate TDCC and the "Offshore Structured Notes Observation Post System (referred to as the “system” hereunder)" established by TDCC as the reporting institution and information transmission system in the Regulations. The system was completed on August 23, 2009 and launched online.

  • 2.

    How does investors access the posting platform?

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    The posting platform is available for public. Investors can access relevant information throught the website https://structurednotes.tdcc.com.tw.

    Investors can enter the posting platform of the system to inquire information on issuers/ master agents, product overview, basic institutional information, sub-distributors, reference process, product prospectus/ financial report, investor brochure, announcements, idividend information and market information.

  • 3.

    What kind of information is available for investors regarding the product overview?

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    Investors can inquire the product code, product name, currency, termination date, underlings, investor type, principal guaranteed rate, issuer, master agent, sub-distributors, product information, investor brochure, announcement, and dividend.

  • 4.

    When is the opening hours for the investor to use the system?

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    The posting platform is opened 24 hours a day for the investor.

  • 5.

    Why can't investors log onto the reporting platform of the system?

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    The The system includes the reporting platform and the posting platform. The reporting platform is used by issuers/master agents to file documentation. Once the information is submitted through the reporting platform,, the investor can inquire related information on the posting platform.

Regulations Announcement
(Chinese version only)