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Frequently-Used Forms for Mutual Fund Services show or hide details

# Type Title Note Download
#1. TypeForms and documents Title Seal Change Application Form(Chinese version only)
Offshore Fund/Futures Trust Fund Reporting and Announcement Operations, Offshore/Domestic Fund Transaction Platform Services
NoteFund & Global Services Development Download

Futures Trust Fund Reporting and Announcement Operations show or hide details

# Type Title Note Download
#1. TypeForms and documents Title FundClear Futures Trust Fund Reporting and Announcement Contract
Futures Trust Fund Reporting and Announcement Operations
NoteFund & Global Services Development Download
#2. TypeForms and documents Title FundClear Futures Trust Fund Reporting and Announcement Information System Operation Application Form
FundClear Related Files for Futures Trust Fund Reporting and Announcement Operations
NoteFund & Global Services Department Download
#3. TypeForms and documents Title Futures Trust Fund Reporting and Announcement Operation Manual and Related Application Forms
FundClear Related Files for Futures Trust Fund Reporting and Announcement Operations
NoteFund & Global Services Department Download
#4. TypeMedia Format Title FundClear Information Futures Trust Fund Reporting and Announcement Platform Upload and Download File Specifications v2.0
FundClear Related Files for Futures Trust Fund Reporting and Announcement Operations
NoteFund & Global Services Development Download
#5. TypeForms and documents Title Futures Trust Fund Application Form
FundClear Related Files for Futures Trust Fund Reporting and Announcement Operations
NoteFund & Global Services Department Download
#6. TypeForms and documents Title Futures Trust Fund Reporting and Announcement Information System Automated Transmission Operation Connection Application Form
FundClear Related Files for Futures Trust Fund Reporting and Announcement Operations
NoteFund & Global Services Department Download

Open-End Beneficiary Certificate Dematerialized Issuance Services show or hide details

# Type Title Note Download
#1. TypeMedia Format Title Closed Fund Conversion to Open-End Fund Capital Reduction/Merger Write Back Media Format(Chinese version only)
Open-End Beneficiary Certificate Dematerialized Issuance Forms
NoteFund & Global Services Development Download
#2. TypeCustomer Handbook Title Domestic Fund Dematerialized Registration and Delivery Operations Manual(Chinese version only)
Open-End Beneficiary Certificate Dematerialized Issuance Services
NoteFund & Global Services Development Download
#3. TypeForms and documents Title Account Book-Entry Transfer Delivery of Marketable Securities Correction Application Form(Chinese version only)
Open-End Beneficiary Certificate Dematerialized Issuance Forms
NoteFund & Global Services Department Download
#4. TypeForms and documents Title Open-End Beneficiary Certificate Basic Information Registration Application Form (One Form of Three Sheets)(Chinese version only)
Open-End Beneficiary Certificate Dematerialized Issuance Forms
NoteFund & Global Services Department Download
#5. TypeForms and documents Title Open-End Beneficiary Certificate Dematerialized Registration and Account Book-Entry Transfer Delivery Application Form(Chinese version only)
Open-End Beneficiary Certificate Dematerialized Issuance Forms
NoteFund & Global Services Development Download
#6. TypeMedia Format Title Open-End Beneficiary Certificate Dematerialized Issuance Registration Media List(Chinese version only)
Open-End Beneficiary Certificate Dematerialized Issuance Forms
NoteFund & Global Services Department Download

Other show or hide details

# Type Title Note Download
#1. TypeSecurities Title Statement Network Transmission and Inquiry Operation System_Participant User Operations Manual
Other Downloads Others
NoteEquity System Development Download
#2. TypeSecurities Title Statement Network Transmission and Inquiry Operation System_Participant Administrator Operations Manual
Other Downloads Others
NoteEquity System Development Download
#3. TypeSecurities Title S.M.A.R.T. System Application Form -- Securities Depository System Connection Application Form (PDF File)(Chinese version only)
S.M.A.R.T. Next-Generation Depository System Related Files
NoteIT Infrastructure Download
#4. TypeSecurities Title S.M.A.R.T. System Application Form -- Securities Depository System Connection Application Form (WORD File)(Chinese version only)
S.M.A.R.T. Next-Generation Depository System Related Files
NoteIT Infrastructure Download
#5. TypeSecurities Title New e-Report Tool Package V1.0.0.7
Other Downloads Others
NoteEquity System Development Download
#6. TypeSecurities Title New e-Report Tool Package Software_Operations Manual
Other Downloads Others
NoteEquity System Development Download
#7. TypeSecurities Title New e-Report Website Certification Security and Control Component
Other Downloads Others
NoteEquity System Development Download
Q&A
Regulations Announcement
(Chinese version only)